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Leveraging Unstructured Metadata to Lower Compliance Risks


Enterprise IT compliance needs are constantly evolving. New regulations pass every year, and inter­nal policies change. Disruptive new technology trends, such as generative AI, create additional con­cerns and requirements. The risk of fines, legal expo­sure, or breaches from unmanaged unstructured data is massive and growing, and all hands across IT and the business need to help reduce the risks.

This article focuses on the impact of compliance on enterprise data storage teams dealing with mas­sive volumes of growing unstructured data and how a strategic program for unstructured metadata man­agement can intelligently assist by discovering and acting on files that are at risk of security and compli­ance violations.

Enterprise IT compliance for data storage re­quires understanding regulations (such as General Data Protection Regulation [GDPR] or HIPAA), implementing strong security measures (encryption, access controls), managing data lifecycles (retention, disposal), maintaining audit trails, and ensuring data residency. Steps include data inventory, risk assess­ments, clear policies, employee training, and regular audits to demonstrate adherence to standards such as ISO 27001 and System and Organization Controls (SOC) 2.

There are several trends making IT compliance more complex right now:

  • States are passing more privacy bills, with 20 passed and five more in committee as of July 2025. The European Union (EU)’s GDPR require­ments are considerable for companies with Euro­pean operations or customers.
  • Updates to major standards, including Payment Card Industry Data Security Standard (PCI DSS) 4.0 and the SOC 2 framework, are intro­ducing enhanced authentication requirements as well as a stronger focus on risk management and cloud privacy.
  • Sustainability remains a force in the global economy, with the EU Corporate Sustainability Reporting Directive (CSRD) leading the way for mandated reporting on ESG performance.
  • The EU’s AI Act is known as the gold standard, while other countries and regions are enacting their own versions of controls around AI sys­tems and data use.
  • Industry-specific regulations such as HIPAA in healthcare place robust data security, access, audits, and monitoring burdens on IT.

While most large organizations have compliance departments that work in concert with cybersecurity, analytics and data warehouse teams, along with data storage teams, also have an instrumental role to play. Their ability to discover, enrich, and leverage file metadata can help identify regulated and protected datasets that are being stored and shared outside of compliance rules.

How Unstructured Metadata Management Supports IT Compliance

Storage system-generated file metadata provides useful context and detail about unstructured data, which can help track data lineage, data owners, usage, and access, and demonstrate adherence to regulations such as GDPR and HIPAA. This “data about data” acts as a foundational layer for data governance. By enrich­ing metadata with additional tags describing file con­tent, IT can locate this kind of sensitive data such which might have been inadvertently moved to non­compliant locations or copied and stored insecurely:

  • Personally identifiable information (PII) and protected health information (PHI) data
  • Internal proprietary data such as intellectual property
  • Confidential customer documents such as con­tracts, invoices, and payment information
  • Sensitive project data
  • R&D files
  • Hidden sensitive data within other documents, such as shared meeting notes and transcripts
  • Legal hold and surveillance data

Managing data security is crucial, especially in the age of AI, where unstructured data fuels AI. Once an organization que­ries, tags, and classifies datasets for security and compliance keywords, users can manage data to support compliance and governance activities as discussed below.

Data Lineage

Metadata tracks the date of creation, movement, and modi­fications to data, which helps demonstrate how sensitive infor­mation has been handled to meet regulatory requirements. For example, a file tiered from on-prem storage to the cloud may still be accessible from the original location, but its data lineage should show that it is now stored in the cloud. This is especially important to track if the data is then fed to AI.

Policy Compliance

By identifying data owners, access rules, and usage guide­lines through metadata, companies can ensure that sensitive information is protected and used only as authorized. Meta­data monitoring is also important in order to implement poli­cy-based retention and deletion policies based on the age of the data and its file type. In healthcare, for instance, some medical images must be retained longer than others, depending upon the disease category and/or demographic.

Auditing

A comprehensive unstructured data catalog that indexes data across storage can report on data movement and usage to regulators, such as laws for data collection and processing under GDPR or to track data governance for AI. It can also identify ex-employee data and duplicate data that can be purged to reduce that attack surface and deliver one version of the truth.

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